Best Investors Account Sign in
Inactive

Isaac Ellsworth Halls

Plan Financial

Fresno, CA

Claim This Profile
Current Employers
Plan Financial

9 E River Park Pl E, Suite 440, Fresno, CA 93720-1530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

9 E River Park Pl E, Suite 440, Fresno, CA 93720-1530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plan Financial Fresno CA 10/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-05
  • S66 Uniform Combined State Law Examination
    2012-04-05
Other Names
  • Isaac Ellsworth Halls

View on SEC IAPD

Other Firms

MORGAN STANLEY
RBC CAPITAL MARKETS, LLC
USI ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PERENNIAL FINANCIAL SERVICES
LPL FINANCIAL LLC
BEACON POINTE ADVISORS, LLC
MOTIV8 INVESTMENTS LLC

Other Investors

JASON RICHARD AHRONIAN
JEBBER JAKE COZZI
DAVID NEAL BAKER
Marc A Maguire
SCOTT PATRICK YOUNG
Kimberly Jean Gambero
ANTOINETTE ROBINSON
Cherlyn S Rugg

Other Offices

MORGAN STANLEY · Fresno, CA
RBC CAPITAL MARKETS, LLC · FRESNO, CA
USI ADVISORS · Fresno, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRESNO, CA
PERENNIAL FINANCIAL SERVICES · Fresno, CA
PERENNIAL FINANCIAL SERVICES · Fresno, CA
LPL FINANCIAL LLC · FRESNO, CA
BEACON POINTE ADVISORS, LLC · FRESNO, CA

More in Fresno, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor