Susan Brown Estes

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2014-10-10

VA RA
APPROVED

Since 2014-10-10

Branch Locations

4114 Legata Road Suite 440, Fairfax, VA 22033 • United States

Oakton, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc	Fairfax	VA	09/2001	Present
Raymond James Financial Services Advisors Inc.	Fairfax	VA	10/2014	Present

09/2001 → Present

Raymond James Financial Services, Inc

Fairfax, VA
10/2014 → Present

Raymond James Financial Services Advisors Inc.

Fairfax, VA

Other Businesses

(1)Name of Business: Estes Wealth Strategies Address: 4114 Legato Rd Ste 440, Fairfax, VA, 22033, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/03/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Marketing/communications support and business strategy

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-17

S66 Uniform Combined State Law Examination

2013-01-17

Other Names

Susan Marie Brown

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