Katherine Michelle Gallagher

Current Employers

Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-03

NY RA
APPROVED

Since 2025-03-03

Branch Locations

New York, NY • United States

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Crest Investment Partners Llc	Palm Beach	FL	01/2012	12/2016
Alpha Quant Advisors, Llc	Irving	TX	12/2016	06/2020
Cypress Capital Group	New York	NY	06/2020	03/2025
Alpha Quant Models Llc	Wellington	FL	06/2020	Present
Procyon Advisors, Llc	New York	NY	03/2025	Present

01/2012 → 12/2016

Crest Investment Partners Llc

Palm Beach, FL
12/2016 → 06/2020

Alpha Quant Advisors, Llc

Irving, TX
06/2020 → 03/2025

Cypress Capital Group

New York, NY
06/2020 → Present

Alpha Quant Models Llc

Wellington, FL
03/2025 → Present

Procyon Advisors, Llc

New York, NY

Previous Registrations

2020-07-07 → 2025-03-25

Cypress Capital Group

New York, NY

Palm Beach, FL

New York, NY
2016-12-12 → 2020-06-19

Alpha Quant Advisors, Llc

Irving, TX
2012-01-20 → 2016-12-31

Crest Investment Partners Llc

Irving, TX

Other Businesses

1) Alpha Quant Models, LLC; Partner, Minority Owner; Start date: June 2020; Investment related; Alpha Quant Models is in the business of building and licensing quantitative investment strategies to provide research-based insights to financial intermediaries. Data analysis and management. Approx. 5% of time during the month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-12-20

S65 Uniform Investment Adviser Law Examination

2011-12-20

View on SEC IAPD