Jeffrey Owen Borman

Employer firm

Vandalia Wealth CRD 340089

$250M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 12/2025
  Loc Investment Advisers
  Hurricane, WV
• 12/2025 → Present
  Axxcess Wealth Management, Llc
  Charleston, WV
• 06/2026 → Present
  Vandalia Wealth Management Incorporated
  Charleston, WV

Previous Registrations

• 2014-12-10 → 2025-12-22
  Loc Investment Advisers
  Hurricane, WV
• 2012-07-06 → 2014-11-07
  Wells Fargo Clearing Services, Llc
  Charleston, WV

Other Businesses

1) On a temporary and transitional basis, Jeffrey Borman will be dually registered as an investment advisor representative with Vandalia Wealth Management Incorporated ("Vandalia Wealth") and Axxcess Wealth Management, LLC ("Axxcess Wealth"). This dual affiliation is strictly for transitional purposes only. Following the transition of clients from Axxcess Wealth to Vandalia Wealth, this dual affiliation will cease.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-06-15
• S63 Uniform Securities Agent State Law Examination
  2012-04-25