Seongbae Kim

Current Employers

Employment History

• 10/2011 → 10/2016
  Edward Jones
  St. Louis, MO
• 10/2016 → 08/2018
  Lpl Financial, Llc
  University Place, WA
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2018 → 09/2019
  Summit Brokerage Services Inc
  Boca Raton, FL
• 08/2018 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-08-17 → 2021-05-20
  Summit Financial Group Inc
  Dupont, WA
• 2016-10-28 → 2018-08-27
  Lpl Financial Llc
  University Place, WA
  Fircrest, WA
  Baton Rouge, LA
  University Place, WA
• 2012-01-30 → 2016-11-01
  Edward Jones
  Charlotte, NC
  University Place, WA
  St Louis, MO

Other Businesses

1. DAVIS GLOBAL INVESTMENTS; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED OFFICE; DBA FOR SECURITIES BUSINESS; FINANCIAL ADVISOR; 08/17/2018; APPX 160 HOURS/MONTH; APPX 135 HOURS/MONTH DURING TRADING; DBA FOR SECURITIES BUSINESS 2. NAME OF OTHER BUSINESS: SUNSET BIBLE CHURCH ; INVESTMENT RELATED: NO; ADDRESS: 7909 40TH ST W UNIVERSITY PLACE, WA 98466 ; NATURE OF BUSINESS: RELIGIOUS ORGANIZATION ; START DATE: 12/2021 ; POSITION/TITLE/RELATIONSHIP: CHURCH ELDER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: MONTHLY MEETINGS, CARE FOR CHURCH MEMBERS, LEAD CHURCH ACTIVITIES, ASSIST IN BUDGETING AND PLANNING ; 3. NAME OF OTHER BUSINESS: SOUND CHRISTIAN ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 2310 S 66TH STREET TACOMA, WA 98409; NATURE OF BUSINESS: BOARD; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: BOARD CHAIR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CONDUCT MONTHLY MEETINGS, LEAD 8 BOARD MEMBERS, SIGN BOARD APPROVED DOCUMENTS;

Exams

• S66 Uniform Combined State Law Examination
  2011-12-02

Other Names

• Bobby Seong Kim