Lisa J Menke

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 11/2016
  Wells Fargo Advisors, Llc.
  Owatonna, MN
• 06/1987 → 05/2024
  Wells Fargo Bank, N.A.
  Owatonna, MN
• 11/2016 → 05/2024
  Wells Fargo Clearing Services, Llc
  Owatonna, MN
• 05/2024 → Present
  Lpl Financial Llc
  Rochester, MN

Previous Registrations

• 2011-12-12 → 2024-05-09
  Wells Fargo Clearing Services, Llc
  Owatonna, MN
  Minneapolis, MN
  Bloomington, MN
  Bloomington, MN
  Minneapolis, MN
  Saint Cloud, MN
  Tarpon Springs, FL
  Annandale, MN

Other Businesses

1) 05/02/2024 - The Newman Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-08

Other Names

• Lisa Joy Newman
• Lisa Joy Born
• Lisa J Menke
• Lisa Joy Menke