Mark Stutz

Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 06/2019
  Lpl Financial Llc
  Fort Mill, SC
• 06/2019 → 02/2020
  E*Trade Securities Llc
  Charlotte, NC
• 06/2019 → 02/2020
  E*Trade Capital Management Llc
  Charlotte, NC
• 02/2020 → 08/2023
  E*Trade Securities Llc
  Charlotte, NC
• 02/2020 → 08/2023
  E*Trade Capital Management Llc
  Charlotte, NC
• 09/2023 → 10/2023
  Unemployed
  Charlottte, NC
• 10/2023 → 03/2024
  Cadaret Grant & Co., Inc.
  Syracuse, NY
• 03/2024 → 08/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 09/2025 → Present
  First Command
  Fort Worth, TX
• 09/2025 → Present
  Mark Stutz Fitness
  Charlotte, NC

Previous Registrations

• 2024-03-18 → 2025-08-01
  Cuso Financial Services, L.P.
  Syracuse, NY
  San Diego, CA
  Charlotte, NC
  San Diego, CA
  Charlotte, NC
• 2023-10-23 → 2024-03-18
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Syracuse, NY
  Charlotte, NC
• 2019-07-15 → 2023-08-15
  Harrisdirect Llc
  Charlotte, NC
  Arlington, VA
  Charlotte, NC
• 2017-01-17 → 2019-07-08
  Lpl Financial Llc
  Fort Mill, SC

Other Businesses

Name of the other business: Mark Stutz Fitness Whether the business is investment-related: No Address of the other business: 3555 Woodleaf Rd, Charlotte, NC 28205 Nature of the other business: Education/Training Your position, title, or relationship with the other business: Fitness Trainer The start date of your relationship: Sep 01, 2025 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Coach clients on working out and nutrition to obtain the physique and weight loss goals that want to obtain. This is my own business I run on the side. I communicate with my clients and run my business through an app.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-17
• S63 Uniform Securities Agent State Law Examination
  2012-05-12

Other Names

• Mark Oliver Stutz