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Andrew Charles Roth

Sei Investments Management Corp

Oaks, PA

Edina, MN

Edina, MN

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Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-06-02
MN RA APPROVED 2022-06-01
  • PA RA
    APPROVED
    Since 2022-06-02
  • MN RA
    APPROVED
    Since 2022-06-01

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

4951 W 77Th St Office #123, Edina, MN 55435 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Management Corp Minneapolis MN 08/2014 03/2019
Lee Stoerzinger Inc. Oakdale MN 05/2019 05/2022
Alphasights Edina MN 01/2020 10/2021
Gerson Lehrman Group (Glg) Edina MN 01/2020 10/2021
Sei Investments Distribution Co. Oaks PA 05/2022 Present
  • 08/2014 → 03/2019
    Sei Investments Management Corp
    Minneapolis, MN
  • 05/2019 → 05/2022
    Lee Stoerzinger Inc.
    Oakdale, MN
  • 01/2020 → 10/2021
    Alphasights
    Edina, MN
  • 01/2020 → 10/2021
    Gerson Lehrman Group (Glg)
    Edina, MN
  • 05/2022 → Present
    Sei Investments Distribution Co.
    Oaks, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-10
S65 Uniform Investment Adviser Law Examination 2012-01-28
  • S63 Uniform Securities Agent State Law Examination
    2019-10-10
  • S65 Uniform Investment Adviser Law Examination
    2012-01-28
Other Names
  • Andy Roth

View on SEC IAPD

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