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Evangelos Tsembelis

Rockefeller Financial LLC

Newtown, PA

Los Angeles, CA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-05
TX RA APPROVED_RES 2025-05-02
NJ RA APPROVED 2021-03-19
  • PA RA
    APPROVED
    Since 2025-05-05
  • TX RA
    APPROVED_RES
    Since 2025-05-02
  • NJ RA
    APPROVED
    Since 2021-03-19

Branch Locations

4 Caufield Place Suite 101, Newtown, PA 18940 • United States

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2013 03/2021
Bofa Securities, Inc. New York NY 05/2019 03/2021
Rockefeller Financial Llc Hamilton NJ 03/2021 04/2025
Rockefeller Financial Llc Newtown PA 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-19
  • S66 Uniform Combined State Law Examination
    2013-11-19
Other Names
  • Evan T Tsembelis

View on SEC IAPD

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