Jaime Antonio Toro Lavergne

Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2023-04-28

PR RA
APPROVED

Since 2023-04-28

Branch Locations

209 Ponce De Leon Avenue Plaza Level, San Juan, PR 00918 • United States

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

Calle Suau #1, Mayaguez, PR 00680 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Popular Securities, Llc	San Juan	PR	02/2016	02/2019
Popular Securities, Llc	San Juan	PR	02/2019	Present

02/2016 → 02/2019

Popular Securities, Llc

San Juan, PR
02/2019 → Present

Popular Securities, Llc

San Juan, PR

Other Businesses

Make a Wish Puerto Rico / Member of the Board / Non-investment related / No compensation // Grupo Guayacan / Member of the Board / Non-investment related / No compensation

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-11

S66 Uniform Combined State Law Examination

2023-04-11

View on SEC IAPD