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Current Employers
Putnam Investment Management, Llc

100 Federal St, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-02-01
  • MA RA
    APPROVED
    Since 2016-02-01

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investment Management Andover MA 09/2011 Present
Franklin Distributors, Llc Midlothian VA 07/2024 Present
Putnam Retail Investments Andover MA 09/2011 07/2024
  • 09/2011 → Present
    Putnam Investment Management
    Andover, MA
  • 07/2024 → Present
    Franklin Distributors, Llc
    Midlothian, VA
  • 09/2011 → 07/2024
    Putnam Retail Investments
    Andover, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-07
S63 Uniform Securities Agent State Law Examination 2012-03-05
  • S65 Uniform Investment Adviser Law Examination
    2016-01-07
  • S63 Uniform Securities Agent State Law Examination
    2012-03-05

View on SEC IAPD

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