Richard Evan Thomas

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 03/2017
  Cashman Consulting
  Redmond, WA
• 04/2016 → 03/2017
  Kestra Financial Services, Inc.
  Austin, TX
• 03/2017 → 12/2018
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2019 → 05/2019
  Cetera Advisor Networks
  El Segundo, CA
• 01/2019 → 05/2019
  Unemployed
  Enumclaw, WA
• 05/2019 → 05/2019
  Cetera Advisor Networks
  Fife, WA
• 05/2019 → 06/2021
  Voya Financial Advisors, Inc.
  Fife, WA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2023 → Present
  Weststar Prosperity Partners
  Enumclaw, WA
• 02/2026 → Present
  The Crew
  Seattle, WA

Previous Registrations

• 2019-06-05 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT
  Fife, WA
  Clackamas, OR
  Enumclaw, WA
  Mountlake Terrace, WA
• 2019-05-10 → 2019-06-06
  Cetera Wealth Services, Llc
  Fife, WA
• 2017-03-27 → 2018-12-21
  Cuso Financial Services, L.P.
  Burien, WA
  Lakebay, WA
  Bonney Lake, WA
  Auburn, WA
  Tacoma, WA
  Gig Harbor, WA
  Lakewood, WA
  Olympia, WA
  Tacoma, WA
  Tacoma, WA
  Puyallup, WA
  Tumwater, WA
  Tacoma, WA
  Lynnwood, WA
  Bothell, WA
  Redmond, WA
  Kent, WA
  Seattle, WA
  West Seattle, WA
  Tukwila, WA
  Seattle, WA
  Lynnwood, WA
• 2016-04-19 → 2017-03-20
  Kestra Advisory Services, Llc
  Redmond, WA
• 2014-06-27 → 2016-09-22
  Kestra Investment Services, Llc
  Redmond, WA
  Austin, TX
• 2012-09-19 → 2014-07-07
  Ameriprise Financial Services, Llc
  San Diego, CA
  Bellevue, WA

Other Businesses

1) NAME OF ENTITY: Independent Insurance Agent; Yes; SAME AS REGUSTERED LOCATION; Fixed insurance sales; Independent Insurance Agent; 6/3/2019; 160; 160; Sales of fixed insurance products 2) NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: THE CREW INVESTMENT RELATED: NO ADDRESS: SEATTLE WA NATURE OF BUSINESS: HANDYMAN START DATE: 03/01/2026 POSITION/TITLE/RELATIONSHIP: HANDYMAN APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: CLEANING, MOVING, ORGANIZING, SMALL HOME REPAIRS

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-28
• S63 Uniform Securities Agent State Law Examination
  2012-06-11