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Kelly Michelle Klingaman

Kelly Klingaman Financial Planning LLC

Austin, TX

CRD 5983833

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Employer firm

Kelly Klingaman Financial Planning LLC CRD 306286

$15.8M regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Kelly Klingaman Financial Planning Llc

Austin, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
  • TX RA
    APPROVED
    Since 2022-01-28

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Austin TX 08/2011 01/2022
Kelly Klingaman Financial Planning Llc Austin TX 01/2022 Present
Dfa Securities Llc Austin TX 03/2015 01/2022
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-03-12
  • S63 Uniform Securities Agent State Law Examination
    2015-03-12
Designations
  • Certified Financial Planner
Other Names
  • Kelly Swerdon
  • Kelly Michelle Swerdon

View on SEC IAPD

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