Oswaldo Caldera

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-08-15

FL RA
APPROVED

Since 2014-08-15

Branch Locations

Citi Wealth Management, Sales 201 S. Biscayne Blvd, Suite 100, Miami, FL 33131 • United States

Citi Wealth Management, Sales 201 S. Biscayne Blvd, Fl 6, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citibak	Miami	FL	10/2011	Present

10/2011 → Present

Citibak

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-09

S66 Uniform Combined State Law Examination

2014-06-09

View on SEC IAPD

Other Firms

HOLLANDER ASSET MANAGEMENT LLC

GFG CAPITAL

XP ADVISORY US, INC.

ESCHATON OPPORTUNITIES FUND MANAGEMENT LP

EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.

PILOTAI WEALTH

ARKHE WEALTH MANAGEMENT

SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP

Other Investors

BIANCA MIA HOLLANDER PONTES

CARLOS HOLLANDER

EDUARDO NMN GRUENER

Cesar Florido Filho

Caio Henrique Costa Bello

FELIPE VIANNA GROSSO

ANA CAROLINA DA ROCHA CHEDE

BRUNA GOMES ZANARDI

Other Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL

GFG CAPITAL · MIAMI, FL

XP ADVISORY US, INC. · MIAMI, FL

ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL

EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL

PILOTAI WEALTH · MIAMI, FL

ARKHE WEALTH MANAGEMENT · MIAMI, FL

SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

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