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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-02
MI RA APPROVED 2024-03-01
  • TX RA
    APPROVED
    Since 2024-07-02
  • MI RA
    APPROVED
    Since 2024-03-01

Branch Locations

3196 Kraft Ave Se Ste 101, Grand Rapids, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 09/2011 12/2017
Edward Jones St Louis MO 06/2019 02/2024
Self Employed Contractor For Velocity Data Centers Chelsea MI 01/2018 06/2019
Self Employed Contractor For Aflac Columbus GA 02/2018 02/2019
Principal Life Insurance Co Grand Rapids MI 02/2024 Present
Principal Securities Inc Grand Rapids MI 02/2024 Present
  • 09/2011 → 12/2017
    Nationwide Investment Services Corporation
    Columbus, OH
  • 06/2019 → 02/2024
    St Louis, MO
  • 01/2018 → 06/2019
    Self Employed Contractor For Velocity Data Centers
    Chelsea, MI
  • 02/2018 → 02/2019
    Self Employed Contractor For Aflac
    Columbus, GA
  • 02/2024 → Present
    Principal Life Insurance Co
    Grand Rapids, MI
  • 02/2024 → Present
    Grand Rapids, MI
Previous Registrations
  • 2019-08-20 → 2024-02-29
    Grandville, MI
    St Louis, MO
    Byron Center, MI
    Grandville, MI
    Wyoming, MI
Other Businesses

**FIXED INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/02/2024 ADDRESS: 3196 KRAFT AVE SE STE 101, GRAND RAPIDS MI 49512, United States DESCRIPTION: Sales of fixed insurance through various vendors to include fixed life, fixed annuities, LTC, DI, health, medical, and group benefits. **VINCENT FRUSTAGLIO LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2024 ADDRESS: 4798 Campus Drive, Grandville MI 49512, United States DESCRIPTION: This business was set up as recommended by my CPA for tax purposes. Accounting entity only; no marketing will be done. 100% owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-16
S63 Uniform Securities Agent State Law Examination 2015-02-12
  • S66 Uniform Combined State Law Examination
    2019-08-16
  • S63 Uniform Securities Agent State Law Examination
    2015-02-12
Designations
Other Names
  • Vinnie Joseph Frustaglio
  • Vincent Joseph Frustaglio
  • Vincent Frustaglio

View on SEC IAPD

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