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Kylie Anne Roman

Rockefeller Financial LLC

Florham Park, NJ

Richmond, VA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-01
VA RA APPROVED 2024-02-01
  • TX RA
    APPROVED
    Since 2024-02-01
  • VA RA
    APPROVED
    Since 2024-02-01

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

200 S 10Th Street, Suite 950, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Richmond VA 03/2014 01/2021
Truist Investment Services, Inc. Richmond VA 02/2021 03/2021
Truist Advisory Services, Inc. Richmond VA 02/2021 03/2021
Truist Investment Services, Inc. Richmond VA 03/2021 02/2024
Truist Advisory Services, Inc. Richmond VA 03/2021 02/2024
Rockefeller Financial Llc Richmond VA 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-15
  • S66 Uniform Combined State Law Examination
    2012-12-15
Designations

View on SEC IAPD

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