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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Cranford | NJ | 09/2011 | Present |
| Pruco Securities, Llc. | Cranford | NJ | 09/2011 | 11/2024 |
| Lpl Enterprise, Llc | Cranford | NJ | 11/2024 | Present |
1) 10/08/2024 - Linden Economic Development Corportation - Executive Director, my sole job is to provide a benefit to the public interest of the City of Linden by lessening the burdens of government and preventing community deterioration as it pertains to economic development - Politics/ Government - Non Inv Related - at Cranford, NJ - Start Date 11/03/2016 - 80hrs/mth - 80hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-26 |
| S65 | Uniform Investment Adviser Law Examination | 2016-09-12 |
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