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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | York | NE | 07/2016 | 11/2017 |
| Lpl Financial Llc | York | NE | 11/2017 | Present |
1. 10/17/2017 - SOUTHEAST COMMUNITY COLLEGE - Not Investment Related - Other - COMMUNITY EDUCATION INSTRUCTOR - Start Date 10/14. 2. 10/17/2017 - CITY OF YORK - Not Investment Related - Non-Profit Board Member - MEMBER OF PERSONNEL BOARD. 3. 05/15/2019 - SBG, Inc - Investment related - At reported business location(s) - Non-Variable Insurance - start date:05/08/2019 - 5 hrs/mo - 5 hrs during trading. 4. 8/29/2019 - Investment Center Advisor Group Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/15/2019 - 40 Hours Per Month During Securities Trading. 5. 08/01/2025 - HSB Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/01/2019 - 250 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-12 |
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