Ashley Ann Altman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 02/2019
  Foresters Financial
  Philadelphia, PA
• 10/2013 → 02/2019
  Foresters Advisory Services Llc
  Philadelphia, PA
• 02/2019 → Present
  Lpl Financial Llc
  Iselin, NJ

Previous Registrations

• 2013-10-30 → 2019-03-05
  Foresters Advisory Services, Llc
  Philadelphia, PA

Other Businesses

1. 10/22/2019 - AIPMA - Investment related - At reported business location(s) - Non-Variable Insurance - start date:10/21/2019 - 1 hr/mo - 1 hr during trading. 2. 12/29/2021 - R&A RE Properties - Investment Related - 364 E Main Street #1480 Middletown, DE 19709 - Other-Investment Properties - Partner - Start Date 6/1/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Purchasing, rehabbing, and reselling real estate properties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-10-17
• S63 Uniform Securities Agent State Law Examination
  2011-10-28

Other Names

• Ashley Ann Pfotenhauer