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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-11-14 |
Branch Locations
14312 Bald Hill Court, Burtonsville, MD 20866 • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lockton Financial Advisors, Llc | Washington | DC | 05/2011 | Present |
| Lockton Companies, Llc | Washington | DC | 05/2011 | Present |
| Rcm&D | Bethesda | MD | 01/2012 | Present |
| Gwfs Equities, Inc. | Greenwood Village | CO | 11/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-21 |
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