Stephen Dale Calvert

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 05/2018
  Edward Jones
  St. Louis, MO
• 05/2018 → 06/2019
  Cantella & Co., Inc.
  Boston, MA
• 06/2019 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2018-05-25 → 2019-07-18
  Cantella & Co., Inc.
  Malden, MA
  Vandalia, OH
• 2012-03-19 → 2018-05-30
  Edward Jones
  St Louis, MO
  Bellbrook, OH
  Kettering, OH
  Bellbrook, OH

Other Businesses

CENTERVALLEY FARM LLC POSITION: CO-OWNER NATURE: BOARDING STABLE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2005 ADDRESS: 3775 CENTERVILLE RD, BELLBROOK OH 45305, UNITED STATES DESCRIPTION: CO-OWNER OF PROPERTY WITH MY SPOUSE. NO DUTIES ARE REQUIRED SINCE THE PROPERTY IS MANAGED BY MY SPOUSE INSURANCE/ANNUITY SALES POSITION: AGENT NATURE: INSURANCE/ANNUITY SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2012 ADDRESS: 69 N DIXIE DR, STE B, VANDALIA OH 45377, UNITED STATES DESCRIPTION: SALES AND SERVICE OF ACCIDENT, HEALTH, LIFE AND VARIABLE PRODUCTS. CROSSROADS INVESTMENT PLANNING, IS INVESTMENT RELATED, DBA, FINANCIAL PROFESSIONAL,2019-06-25,160 HOURS PER MONTH,160 HOURS PER MONTH DURING TRADING HOURS, COMMISSION COMPENSATION, SECURITIES DBA USED IN CONJUNCTION WITH INVESTMENT AND ADVISORY SALES. WEFTIME MUSIC NOT INVESTMENT RELATED; FOUNDER; 20 HOURS PER MONTH AND 0 TRADING; 3775 CENTERVILLE RD BELLBROOK OH 45305; START: 12/2/2024; DUTY: PRODUCING ELECTRONIC DANCE MUSIC FOR MIXING AND RECORDING. NO COMPENSATION HAS BEEN ESTABLISHED AT THIS TIME. AUDIO FILES WILL BE PRODUCED AND SENT OUT FOR COLLABORATION WITH VARIOUS ARTIST. ONCE COMPENSATION HAS BEEN ESTABLISHED, THIS OUTSIDE BUSINESS ACTIVITY WILL BE UPDATED. THE ACTIVITY WILL BE CONDUCTED OUTSIDE NORMAL BUSINESS HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2012-02-20

Other Names

• Stephen D Calvert