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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-15 |
| PA | RA | APPROVED | 2005-12-02 |
Branch Locations
300 State Street Suite 101, Erie, PA 16507-1428 • United States
Erie, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Erie | PA | 03/2008 | Present |
(1) JEFFERSON EDUCATION SOCIETY; ADDRESS: 5080 STATE ST ERIE, PA 16506; BUSINESS DESCRIPTION: ADULT EDUCATION/THINK TANK; NOT INVESTMENT RELATED; START DATE: 10/01/2008; CAPACITY: BOARD OF DIRECTORS, TREASURER; DUTIES: TREASURER, CHAIR OF FINANCE COMMITTEE; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Mercyhurst University ADDRESS: 501 E. 38th Street, Erie, PA 16546 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: May 01, 2026 CAPACITY: Board of Directors DUTIES: Trustee to the Board of Mercyhurst University HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-07 |
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