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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-18 |
| TX | RA | APPROVED_RES | 2023-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 02/2015 | 07/2021 |
| Capital Investment Group, Inc | Raleigh | NC | 01/2022 | 07/2023 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 01/2022 | 07/2023 |
| Unemployed | Marietta | GA | 07/2021 | 12/2021 |
| Burlington Alliance Capital Management | Marietta | GA | 08/2023 | 08/2023 |
| Integrity Advisory Solutions, Llc | Marietta | GA | 09/2023 | Present |
1. The Alliance; Investment Related; 3724 Casteel Park Drive SW Marietta, GA 30064; Fixed insurance; Insurance Agent; 09/01/2024; 30 hours per month; 30 hours during securities trading hours; Selling fixed insurance & prospecting 2. CAB Financial, LLC; 3724 Casteel Park Drive SW Marietta, GA 30064; Limited Liability Company for Tax Purposes Only; Owner/Financial Advisor; 06/23/23; 160 hours per month; 160 hours during securities trading hours; LLC established for tax purposes only. Not being used with the public to conduct business activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-31 |
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