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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-07-15
  • IN RA
    APPROVED
    Since 2021-07-15

Branch Locations

237 N Broad St, Griffith, IN 46319 • United States

237 N. Broad Street, Griffith, IN 46319 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corp. Lynnfield MA 07/2013 10/2016
Hobson Financial Group Highland IN 07/2013 05/2017
Cetera Advisors Llc Denver CO 10/2016 06/2021
Salva Developments East Chicago IN 03/2009 05/2018
Lakeshore Indemnity Group Griffith IN 03/2020 Present
Lpl Financial Griffith IN 07/2021 Present
  • 07/2013 → 10/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 07/2013 → 05/2017
    Hobson Financial Group
    Highland, IN
  • 10/2016 → 06/2021
    Cetera Advisors Llc
    Denver, CO
  • 03/2009 → 05/2018
    Salva Developments
    East Chicago, IN
  • 03/2020 → Present
    Lakeshore Indemnity Group
    Griffith, IN
  • 07/2021 → Present
    Lpl Financial
    Griffith, IN
Previous Registrations
  • 2016-10-03 → 2021-07-16
    Cetera Advisors Llc
    Griffith, IN
  • 2013-07-18 → 2016-10-03
    Investors Capital Corp.
    Whiting, IN
    Lynnfield, MA
    Highland, IN
    Lynnfield, MA
    Munster, IN
  • 2008-03-20 → 2013-07-12
    Elkhart, IN
    Mishawaka, IN
    South Bend, IN
    Merrillville, IN
    Merrillville, IN
    Highland, IN
    Highland, IN
    Merrillville, IN
    Gary, IN
    Gary, IN
    Merrillville, IN
    St. John, IN
    Gary, IN
    Hammond, IN
    Highland, IN
    Schererville, IN
    Munster, IN
    Hammond, IN
    Kankakee, IL
    South Bend, IN
    Mishawaka, IN
    Elkhart, IN
    Crown Point, IN
    Highland, IN
Other Businesses

1)07/2015 - Insurance Agency - Lakeshore Indemnity Group - 25Hrs/Mo During Trading - Investment Related - Griffith, IN 46319 2) 03/26/2025 - Listing Leaders NW - Investment Related - Mortgage/Real Estate Services - Highland IN - Start Date:03/24/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-19
S63 Uniform Securities Agent State Law Examination 2000-05-05
  • S66 Uniform Combined State Law Examination
    2008-03-19
  • S63 Uniform Securities Agent State Law Examination
    2000-05-05

View on SEC IAPD

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