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9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-12-05 |
Branch Locations
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
4211 Dover Rd 2Nd Floor, Richmond, VA 23221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 09/2011 | 12/2025 |
| Thurston Springer Financial | Indianapolis | IN | 12/2025 | Present |
1) WINDSOR WAY LLC; INVESTMENT RELATED; RICHMOND, VA; 5% OWNERSHIP; START 4/1/2008; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 8; MANAGING WINDSOR WAY. 2) HAMPTON ROADS ACADEMY; INV RELATED; NEWPORT NEWS, VA; ENDOWMENT COMMITTEE; START DATE 7/11/2024; LESS THAN 1 HOUR PER MONTH; 0 DURING TRADING; ATTENDING QUARTERLY MEETINGS, DISCUSSING ENDOWMENT INVESTMENT OBJECTIVE AND SPENDING RECOMMENDATIONS TO SCHOOL LEADERSHIP. 3) HAMPTON ROADS ACADEMY; NOT INV RELATED; NEWPORT NEWS, VA; VARSITY SAILING COACH; START DATE 9/2/2024; 25 HOURS PER MONTH; 10 HOURS DURING TRADING; COACHING, ORGANIZING SEASON PRACTICES, AND REGATTAS. 4) DBA HNS Advisors 5) JAMES RIVER COUNTRY CLUB; BOARD MEMEBER; NOT INV RELATED; MONTHLY MEETINGS TO OVERSEE OPERATIONS OF PRIVATE CLUB; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-22 |
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