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Heather Kate Rossitto

LPl Financial LLC

Fort Mill, SC

Ellington, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-09-19
CT RA APPROVED 2023-09-13
  • SC RA
    APPROVED
    Since 2023-09-19
  • CT RA
    APPROVED
    Since 2023-09-13

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Ellington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc Meriden CT 11/2015 09/2023
United Bank Glastonbury CT 11/2015 11/2019
Lpl Financial Llc Ellington CT 09/2023 Present
Financial Resources Group Ellington CT 09/2023 11/2025
  • 11/2015 → 09/2023
    Infinex Investments, Inc
    Meriden, CT
  • 11/2015 → 11/2019
    United Bank
    Glastonbury, CT
  • 09/2023 → Present
    Lpl Financial Llc
    Ellington, CT
  • 09/2023 → 11/2025
    Financial Resources Group
    Ellington, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-21
  • S66 Uniform Combined State Law Examination
    2017-03-21
Other Names
  • Heather Kate Murray

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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