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Wayne Alan Barker

Prosperity Capital Advisors

Cleveland, OH

Westlake, OH

CRD 5982189

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Employer firm

Prosperity Capital Advisors CRD 156480

$4.39B regulatory AUM 299 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-05-26
  • OH RA
    APPROVED
    Since 2015-05-26

Branch Locations

Cleveland, OH • United States

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors Westlake OH 05/2015 Present
Valor Capital Management, Llc Westlake OH 03/2018 03/2024
  • 05/2015 → Present
    C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
    Westlake, OH
  • 03/2018 → 03/2024
    Valor Capital Management, Llc
    Westlake, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-14
  • S65 Uniform Investment Adviser Law Examination
    2011-08-14
Designations
  • Chartered Financial Consultant
Other Names
  • Wayne Barker

View on SEC IAPD

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