Brian Alexander Zipler

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 02/2017
  Scottrade
  Westminster, CO
• 02/2017 → 05/2018
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 02/2017 → 11/2017
  Girard Securities
  San Diego, CA
• 11/2017 → 05/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2018 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 05/2018 → 07/2018
  Transamerica
  Denver, CO

Previous Registrations

• 2017-02-06 → 2018-05-11
  United Capital Financial Advisors
  Highlands Ranch, CO
• 2013-07-16 → 2016-03-29
  Charles Schwab & Co., Inc.
  Englewood, CO
  Lone Tree, CO
• 2013-02-05 → 2013-07-01
  T. Rowe Price Advisory Services, Inc.
  Owings Mills, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-04
• S63 Uniform Securities Agent State Law Examination
  2012-06-29