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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-24
MI RA APPROVED 2023-05-16
  • TX RA
    APPROVED_RES
    Since 2026-08-24
  • MI RA
    APPROVED
    Since 2023-05-16

Branch Locations

158 E. Main Street, Marcellus, MI 49067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 06/2011 05/2023
Mwa Financial Services Inc. Rock Island IL 09/2011 05/2023
Raymond James Financial Services, Inc. Marcellus MI 05/2023 Present
Raymond James Financial Services Advisors, Inc. Marcellus MI 05/2023 Present
Western Michigan University Kalamazoo MI 01/2011 12/2016
Oakleaf Financial Services Marcellus MI 05/2023 Present
Sturgis Bank & Trust Company Marcellus MI 05/2023 Present
Constantine Public Schools Constantine MI 09/2024 Present
  • 06/2011 → 05/2023
    Modern Woodmen Of America
    Rock Island, IL
  • 09/2011 → 05/2023
    Rock Island, IL
  • 05/2023 → Present
    Raymond James Financial Services, Inc.
    Marcellus, MI
  • 05/2023 → Present
    Marcellus, MI
  • 01/2011 → 12/2016
    Western Michigan University
    Kalamazoo, MI
  • 05/2023 → Present
    Oakleaf Financial Services
    Marcellus, MI
  • 05/2023 → Present
    Sturgis Bank & Trust Company
    Marcellus, MI
  • 09/2024 → Present
    Constantine Public Schools
    Constantine, MI
Previous Registrations
Other Businesses

(1) Name of Business: Address: 158 E Main St, Marcellus, MI, 49067, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/06/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: non variable insurance (2) Name of Business: Oakleaf Financial services Address: 158 E Main St, Marcellus, MI, 49067, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/30/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisor (3) Name of Business: Sturgis bank and Trust Address: 158 E Main St, Marcellus, MI, 49067, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: No Start Date: 02/04/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 81+ Description of duties: FID Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-27
S63 Uniform Securities Agent State Law Examination 2011-11-19
  • S65 Uniform Investment Adviser Law Examination
    2022-07-27
  • S63 Uniform Securities Agent State Law Examination
    2011-11-19

View on SEC IAPD

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