Brandon Lee Steele

Employer firm

Mainsail Financial Group CRD 317970

$404M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 02/2019
  Metlife Securities
  Bellevue, WA
• 03/2017 → 02/2019
  Mml Investors Services, Llc
  Bellevue, WA
• 02/2019 → Present
  Commonwealth Financial Network
  San Diego, CA
• 12/2021 → Present
  Mainsail Financial Group, Llc
  Bellevue, WA

Previous Registrations

• 2019-02-01 → 2022-04-01
  Commonwealth Financial Network
  Bellevue, WA
• 2017-03-25 → 2019-02-07
  Mml Investors Services, Llc
  Bellevue, WA
• 2011-12-17 → 2017-03-25
  Msi Financial Services, Inc.
  Bellevue, WA

Other Businesses

1. Co-Owner, Mainsail Financial Group, LLC, a private entity established to facilitate securities, advisory, and insurance business; As of 11/05/2018; Approximately less than 95% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales, as an Agent; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Author, retirement planning book; as of 12/07/2020; Approximately 5% of time spent during business hours; Conducted at branch location; Not Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-02

Designations

• Certified Financial Planner