Jiaoling Cai

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 06/2019
  Mufg Union Bank
  Irvine, CA
• 06/2016 → 06/2019
  Unionbanc Investment Services
  Irvine, CA
• 06/2019 → Present
  Jp Morgan Securities, Llc
  Arcadia, CA
• 06/2019 → Present
  Jp Morgan Chase Bank, N.A.
  Arcadia, CA

Previous Registrations

• 2018-05-12 → 2019-06-26
  U.S. Bancorp Advisors, Llc
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-05-11
• S63 Uniform Securities Agent State Law Examination
  2012-09-28

Other Names

• Annabelle Cai
• Anna Cai
• Jiaoling Anna Cai
• Jiaoling Cai