David Alan Henry

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 11/2025
  Brokers International Financial Services, Llc.
  Urbandale, IA
• 01/2024 → 11/2025
  Integrity Advisor Solutions
  Urbandale, IA
• 11/2025 → Present
  Principal Life Insurance Co
  West Des Moines, IA
• 11/2025 → Present
  Principal Securities Inc
  Des Moines, IA

Previous Registrations

• 2024-01-09 → 2026-02-03
  Integrity Advisory Solutions
  Dallas, TX
  Urbandale, IA
• 2013-06-10 → 2025-11-19
  Integrity Alliance, Llc.
  Urbandale, IA
  Urbandale, IA
• 2011-11-23 → 2013-06-13
  Principal Securities, Inc.
  West Des Moines, IA

Exams

• S66 Uniform Combined State Law Examination
  2011-10-27

Other Names

• Dave Henry