James Ian Scroggs

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 06/2017
  Citigroup Global Markets Inc.
  Washington Dc, DC
• 08/2017 → 02/2020
  Edward Jones
  St Louis, MO
• 03/2020 → 01/2021
  Td Ameritrade, Inc.
  Shrewsbury, NJ
• 03/2020 → 12/2020
  Td Ameritrade Investment Management, Llc
  Shrewsbury, NJ
• 05/2021 → Present
  Tiaa
  Iselin, NJ
• 05/2021 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Iselin, NJ
• 02/2021 → 04/2021
  Unemployed
  Belford, NJ
• 07/2017 → 07/2017
  Unemployed
  Ocean Township, NJ

Previous Registrations

• 2020-03-20 → 2021-01-11
  Td Ameritrade, Inc.
  Red Bank, NJ
• 2020-03-23 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Shrewsbury, NJ
• 2017-08-07 → 2020-02-17
  Edward Jones
  Ocean Township, NJ
  St Louis, MO
  Oakhurst, NJ
  Shrewsbury, NJ
• 2016-05-26 → 2017-06-15
  Citigroup Global Markets Inc.
  Washington, DC
  Washington, DC
  Washington, DC
• 2013-06-25 → 2016-03-22
  Truist Investment Services, Inc.
  Washington, DC
• 2012-08-14 → 2012-10-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC

Exams

• S66 Uniform Combined State Law Examination
  2012-07-27

Other Names

• James I Scroggs
• James Scroggs
• Ian Scroggs
• James Ian Scroggs