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Ross Michael Plunkett

Wells Fargo Clearing Services, LLC

Richmond, VA

North Chesterfield, VA

Mechanicsville, VA

Glen Allen, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-10
VA RA APPROVED 2017-11-17
  • TX RA
    APPROVED_RES
    Since 2025-07-10
  • VA RA
    APPROVED
    Since 2017-11-17

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

7202 Midlothian Tpke, North Chesterfield, VA 23225 • United States

9197 Atlee Rd, Mechanicsville, VA 23116 • United States

11290 Nuckols Rd, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Midlothian VA 10/2010 Present
Wells Fargo Advisors, Llc Midlothian VA 03/2014 11/2016
Wells Fargo Clearing Services, Llc Midlothian VA 11/2016 Present
  • 10/2010 → Present
    Wells Fargo Bank Na
    Midlothian, VA
  • 03/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Midlothian, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Midlothian, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-17
S63 Uniform Securities Agent State Law Examination 2011-11-09
  • S66 Uniform Combined State Law Examination
    2017-11-17
  • S63 Uniform Securities Agent State Law Examination
    2011-11-09

View on SEC IAPD

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EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

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