Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-17
TX RA APPROVED 2025-09-16
  • FL RA
    APPROVED
    Since 2025-09-17
  • TX RA
    APPROVED
    Since 2025-09-16

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 09/2011 Present
Jpmorgan Chase Bank, N.A. Miami FL 09/2011 Present
Other Businesses

Entity Name: Silverpack LLC Investment related: No Address: 1800 Miami, FL Nature of the other business: There are two companies in Colombia and Mexico (Ensacar SA and Recyplastic SA) and has created an LLC in order to facilitate the import/export transactions of his company. Position/Title/Relationship: Director Start Date: 01 Jan 2016 Approximate # of hours a month: 0 Approximate # of hours during securities hours: 0 Briefly describe your duties: only appear in the LLC as a signor and Director but I am not involved whatsoever in either businesses nor spend any time involved on it. The companies are in the plastic manufacturing and the recycling industry.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-16
S63 Uniform Securities Agent State Law Examination 2012-06-04
  • S65 Uniform Investment Adviser Law Examination
    2025-09-16
  • S63 Uniform Securities Agent State Law Examination
    2012-06-04
Other Names
  • Ernesto M Plata

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor