Steven Ishae Dym

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-13

NY RA
APPROVED

Since 2021-04-13

Branch Locations

Monsey, NY • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisory Services Network, Llc	Atlanta	GA	02/2017	Present
Rutgers University	Newark	NJ	09/2013	Present
Steve I. Dym And Co.	Monsey	NY	09/2011	07/2017

02/2017 → Present

Advisory Services Network, Llc

Atlanta, GA
09/2013 → Present

Rutgers University

Newark, NJ
09/2011 → 07/2017

Steve I. Dym And Co.

Monsey, NY

Other Businesses

1) Rutger Business School, Professor of Finance since 2013, Newark, NJ & New Brunswick, NJ. 80 hours per month all during trading hours. 2) Steven I. Dym, published author since 2010, receiving roylaties. Activity does not require any ongoing time spent. 3) Rabbi S. I. Dym of Congregation Boruch Taam, rabbi of synagogue since 2003; teaching, lecturing and answering questions. Approx. 25 hours per month. Not investment-related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-01-30

S65 Uniform Investment Adviser Law Examination

2018-01-30

View on SEC IAPD