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Joseph Marc Pattrin

Charles Schwab & Co., Inc.

Lone Tree, CO

Omaha, NE

CRD 5980313

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-01-27
  • NE RA
    APPROVED
    Since 2022-01-27

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baby Blue Sushi Omaha NE 01/2010 Present
Td Ameritrade Omaha NE 07/2012 12/2022
Charles Schwab And Co., Inc. Omaha NE 12/2022 Present
Charles Schwab Bank Omaha NE 04/2025 Present
  • 01/2010 → Present
    Baby Blue Sushi
    Omaha, NE
  • 07/2012 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 04/2025 → Present
    Charles Schwab Bank
    Omaha, NE
Previous Registrations
  • 2019-08-02 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2019-08-02 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-01
S63 Uniform Securities Agent State Law Examination 2012-10-08
  • S66 Uniform Combined State Law Examination
    2019-08-01
  • S63 Uniform Securities Agent State Law Examination
    2012-10-08

View on SEC IAPD

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