David Warren Tanner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 02/2018
  Pfs Investments Inc
  Urbandale, IA
• 05/2011 → 02/2018
  Primerica Financial Services
  Urbandale, IA
• 04/2018 → 12/2022
  Gradient Securities, Llc
  Arden Hills, MN
• 03/2018 → 12/2022
  Heartland Retirement Group
  Johnston, IA
• 02/2023 → 01/2024
  Woodbury Financial Services Inc
  West Des Moines, IA
• 01/2023 → Present
  Expedition Insurance Services
  West Des Moines, IA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Ackworth, IA

Previous Registrations

• 2023-02-06 → 2024-01-19
  Woodbury Financial Services, Inc.
  West Des Moines, IA
  Ackworth, IA
• 2018-09-14 → 2022-12-31
  Gradient Securities, Llc
  Arden Hills, MN
  Johnston, IA
  Arden Hills, MN
• 2018-01-23 → 2018-02-27
  Pfs Investments Inc.
  Urbandale, IA

Other Businesses

1. EXPEDITION INSURANCE SERVICES POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2023 ADDRESS: 1200 Valey West Dr, Suite 502, West Des Moines IA 50266, United States DESCRIPTION: Meeting with prospective clients to market insurance 2. INDIANOLA NOON LIONS CLUB POSITION: board of directors NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2024 ADDRESS: 1610 Country Club Rd, Indianola IA 50125, United States DESCRIPTION: assist with guidance of the club and help organize club activities. 3. EXPEDITION INSURANCE SERVICES POSITION: agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 02/15/2023 ADDRESS: 1200 Valley West Dr, West Des Moines IA 50266, United States DESCRIPTION: Insurance agent helping clients with Medicare enrollment

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-21
• S63 Uniform Securities Agent State Law Examination
  2013-03-01