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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-02-14
  • KY RA
    APPROVED
    Since 2024-02-14

Branch Locations

Worthington, KY • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-02-09
WV RA APPROVED 2013-02-22
  • KY RA
    APPROVED
    Since 2017-02-09
  • WV RA
    APPROVED
    Since 2013-02-22

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Worthington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Worthington KY 02/2013 Present
Raymond James Financial Services Worthington KY 02/2024 Present
Raymond James Financial Services Advisors Worthington KY 02/2024 Present
  • 02/2013 → Present
    Worthington, KY
  • 02/2024 → Present
    Raymond James Financial Services
    Worthington, KY
  • 02/2024 → Present
    Raymond James Financial Services Advisors
    Worthington, KY
Previous Registrations
Other Businesses

(1)Name of Business: Salty's BBQ and Catering Address: 817 Eastern Avenue, Worthington, KY 41183 Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/03/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This will be a Smoking and grilling business for hire for events. Ribs, brisket, chicken, etc. (2)Name of Business: The Salters Group LLC Address: 817 Eastern Avenue, Worthington, KY 41183 Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-06
  • S66 Uniform Combined State Law Examination
    2011-12-06

View on SEC IAPD

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