John Louis Licata

Orchard Park, NY

CRD 5979865

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-08
PA	RA	APPROVED	2015-11-30

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-08
PA RA
APPROVED

Since 2015-11-30

Branch Locations

6532 East Quaker Road, Orchard Park, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Orchard Park	NY	09/2015	Present
Morgan Stanley Private Bank, N.A.	New York	NY	10/2015	Present

09/2015 → Present

Morgan Stanley

Orchard Park, NY
10/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-17

S66 Uniform Combined State Law Examination

2015-11-17

Other Names

Jack Louis Licata

View on SEC IAPD

Nearby Firms

WATERFORD ADVISORS, LLC

OSAIC WEALTH, INC.

Nearby Investors

GREGORY LEONARD KOZERSKI

Daniel Byles-Smith

Ryan Michael DiPasquale

Nearby Offices

WATERFORD ADVISORS, LLC · ORCHARD PARK, NY

OSAIC WEALTH, INC. · ORCHARD PARK, NY

EDWARD JONES · ORCHARD PARK, NY

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