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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-15
FL RA APPROVED 2021-10-12
  • TX RA
    APPROVED_RES
    Since 2022-12-15
  • FL RA
    APPROVED
    Since 2021-10-12

Branch Locations

3301 Daniels Rd, Winter Garden, FL 34787 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pembroke Pines FL 05/2016 11/2016
Wells Fargo Bank Na Pembroke Pines FL 05/2016 Present
Wells Fargo Clearing Services, Llc Pembroke Pines FL 11/2016 Present
  • 05/2016 → 11/2016
    Wells Fargo Advisors Llc
    Pembroke Pines, FL
  • 05/2016 → Present
    Wells Fargo Bank Na
    Pembroke Pines, FL
  • 11/2016 → Present
    Pembroke Pines, FL
Other Businesses

GONZALEZ LEGACY CORPORATION, INVT RELATED, GOTHA, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 7/1/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, TO HOLD RENTAL PROPERTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-03
S63 Uniform Securities Agent State Law Examination 2012-11-14
  • S66 Uniform Combined State Law Examination
    2020-12-03
  • S63 Uniform Securities Agent State Law Examination
    2012-11-14
Other Names
  • Elizabeth Olivera

View on SEC IAPD

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