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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-10-03 |
| NY | RA | APPROVED | 2021-04-19 |
| NH | RA | APPROVED | 2017-04-27 |
| ME | RA | APPROVED | 2017-04-25 |
| TX | RA | APPROVED | 2017-04-25 |
| VT | RA | APPROVED | 2017-04-25 |
Branch Locations
1 Monument Sq, Portland, ME 04101 • United States
One Bryant Park Division - Northeast, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Portland | ME | 09/2014 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | ME | 04/2017 | Present |
I*10771 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Rotonda West, Florida 99347 Nature of business: , Position, title, association: , Start date of relationship: 4/5/2021 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 I*6726 For profit or not for profit: Name of outside business organization: Personal Rental Investment related: Address of business: Portland, Maine 4103 Nature of business: , Position, title, association: , Start date of relationship: 8/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-06 |
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