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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 06/2011 | 09/2018 |
| Morgan Stanley & Co., Llc | Purchase | NY | 10/2018 | 03/2020 |
| First Citizens Investor Services | Raleigh | NC | 01/2024 | Present |
| First Citizens Bank | Charlotte | NC | 01/2024 | Present |
| Bank Of America | Charlotte | NC | 06/2011 | 09/2018 |
| Tek Systems | Charlotte | NC | 03/2020 | 08/2020 |
| None | Charlotte | NC | 10/2023 | 01/2024 |
| Regions Bank | Charlotte | NC | 08/2020 | 10/2023 |
NAME IS 1524 THOMPSON LLC; PURPOSE IS INVESTMENT; ADDRESS IS 1518 WINDY RIDGE ROAD, CHARLOTTE, NC 28270; NATURE OF BUSINESS IS 100% OWNERSHIP OF AND RENTAL OF TWO SINGLE FAMILY HOMES; NON-MANAGING MEMBER THAT OWNS A 50% INTEREST IN LLC. WIFE OWNS OTHER 50% AND MANAGES THE LLC AND RELATIONSHIP WITH COMPANY THAT MANAGES PROPERTIES.; OWNERSHIP COMMENCED 11/10/2011 WITH ESTABLISHMENT OF LLC; ZERO (0) HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING ANY MONTH; ZERO (0) HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-29 |
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