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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-07-16
  • CT RA
    APPROVED
    Since 2012-07-16

Branch Locations

300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States

19 East Elm Street, Greenwich, CT 06830-6518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Greenwich CT 09/2011 Present
Self Greenwich CT 11/2006 Present
Charles Schwab Bank, Ssb Greenwich CT 09/2011 Present
  • 09/2011 → Present
    Greenwich, CT
  • 11/2006 → Present
    Self
    Greenwich, CT
  • 09/2011 → Present
    Charles Schwab Bank, Ssb
    Greenwich, CT
Other Businesses

1) Self (Lecia Lupoli) | Investment Related:No|71 Sound View Dr. #3|Greenwich|CT|06830|USA|Education|Private Tutor|4/1/2007|Less than 20|0|I provide one-on-one private tutoring for high school students who are preparing to take the PSAT/SAT and/or ACT, standardized tests which are necessary for college admission.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-13
  • S66 Uniform Combined State Law Examination
    2012-07-13

View on SEC IAPD

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