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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2016-10-13 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services Inc | Charlotte | NC | 07/2016 | 09/2016 |
| Park Avenue Securities | New York | NY | 09/2016 | Present |
| Guardian Life Ins | Edmond | OK | 09/2016 | Present |
1) The Spotted Dog LLC-Entity created to sell stained glass, fused glass, and mosaic art projects and classes., Start date: 10/01/2022, Address: 8403 Cascata Way, Edmond OK 73003, 20 total hours per month, 0 during securities trading hours, Less than 10% annual compensation, Not investment related, 2) POA for Spouse, Start: 06/05/2024, Address: 8403 Cascata Way, Edmond OK 73003, 0 hours per month, No annual compensation, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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