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Samuel Patrick Shephard

Ieq Capital, LLC

Foster City, CA

CRD 5979037

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Employer firm

Ieq Capital, LLC CRD 301819

$56.8B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-14
TX RA APPROVED_RES 2023-04-14
CA RA APPROVED 2019-06-07
  • NY RA
    APPROVED
    Since 2023-04-14
  • TX RA
    APPROVED_RES
    Since 2023-04-14
  • CA RA
    APPROVED
    Since 2019-06-07

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Los Angeles CA 01/2013 05/2019
Ieq Capital, Llc Foster City CA 06/2019 Present
  • 01/2013 → 05/2019
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 06/2019 → Present
    Ieq Capital, Llc
    Foster City, CA
Previous Registrations
  • 2013-01-07 → 2019-06-04
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Los Angeles, CA
  • 2011-12-13 → 2013-02-01
    Luminous Capital, Llc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-24
S65 Uniform Investment Adviser Law Examination 2011-12-12
  • S63 Uniform Securities Agent State Law Examination
    2013-01-24
  • S65 Uniform Investment Adviser Law Examination
    2011-12-12
Other Names
  • Shephard Patrick Samuel

View on SEC IAPD

Nearby Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC

Nearby Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

More in Foster City, CA

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