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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-19 |
| MD | RA | APPROVED | 2015-06-26 |
Branch Locations
1201 Wills Street Suite 700, Baltimore, MD 21231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Baltimore | MD | 06/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2015 | Present |
*517045- Advisors Give Back; Investment related-No; Oakland, California; Civic/Community, Education; Other (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 4; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-15 |
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