Seth E. Rohrbaugh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 03/2021
  H.BEck, Inc.
  Rockville, MD
• 04/2018 → 05/2025
  Springfield Financial Group Inc - Insurance
  Dallastown, PA
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Dallastown, PA

Previous Registrations

• 2021-04-01 → 2025-05-02
  Grove Point Advisors, Llc
  Rockville, MD
  Dallastown, PA
  Rockville, MD
  Venice, FL
• 2012-08-29 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Rockville, MD
  Dallastown, PA
  Venice, FL

Other Businesses

1 - 05/2025 - Springfield Financial Group Inc. - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s). 2 - 05/2025 - Springfield Financial Group Inc. - Non-Variable Insurance - Inv Related - 6 Hours/Month - 2 Hours During Trading - Dallastown, PA - OBA Start Date: 03/27/2025.

Exams

• S66 Uniform Combined State Law Examination
  2012-08-28

Other Names

• Seth E Rohbaugh
• Seth E Rohrbaugh