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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2012-01-31
  • KY RA
    APPROVED
    Since 2012-01-31

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

526 E Main Street, Grayson, KY 41143 • United States

534 6Th Street, Portsmouth, OH 45662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitley Gahm & Rayburn Cpas Pllc Grayson KY 01/2011 Present
Money Concepts Capital Corp Palm Beach Gardens FL 09/2011 Present
  • 01/2011 → Present
    Whitley Gahm & Rayburn Cpas Pllc
    Grayson, KY
  • 09/2011 → Present
    Palm Beach Gardens, FL
Other Businesses

1.WHITLEY GAHM & RAYBURN CPAS, PLLC.,526 EAST MAIN STREET, GRAYSON, KY 41143. SINCE 01/2011 40 HRS. MO. 20 HRS. MO. DURING SECURITIES TRADING. 2. Rayburn Wealth Management LLC, 534 6th Street Portsmouth, Ohio 45662. Rental Property, Owner, Non-investment related, 1-20% time spent on activity during non-securities hrs. 3. Growing Lucasville Opportunities Inc, since 8/1/2022 P.o. Box 1312, Lucasville, OH 45648. Charity, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-30
S63 Uniform Securities Agent State Law Examination 2011-12-05
  • S65 Uniform Investment Adviser Law Examination
    2012-01-30
  • S63 Uniform Securities Agent State Law Examination
    2011-12-05
Other Names
  • Timothy M Rayburn

View on SEC IAPD

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