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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-12-12
  • PA RA
    APPROVED
    Since 2016-12-12

Branch Locations

8735 Norwin Avenue, North Huntingdon, PA 15642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2011 11/2016
Northwestern Mutual Investment Services, Llc Pittsburgh PA 10/2012 11/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 11/2016
Pnc Investments, Llc North Huntingdon PA 11/2016 Present
  • 09/2011 → 11/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2012 → 11/2016
    Pittsburgh, PA
  • 01/2016 → 11/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2016 → Present
    Pnc Investments, Llc
    North Huntingdon, PA
Previous Registrations
Other Businesses

1) 2020 / Owner / South Grandview Estates LLC / Investment related / One hour per month during trading hours 2) 2021 / Owner / Jonathan Hottle / Non-Investment related / One hour per month during trading hours 3) 2022 / Owner / Strong Tower Homes LLC / Investment related / One hour per month during trading hours 4) 10/2022 / Director / Heroes Never Alone Inc. / Non-Investment related / One hour per month during trading hours 5) 2023 / Owner / Hottle House LLC, DBA Slippery Rock Storage Solutions / Investment related / One hour per month during trading hours 6) 03/2024 / Owner / Three Guys Real Estate LLC / Investment related / One hour per month during trading hours 7) 10/2024 / Owner / HottSchu Homes LLC / Non-Investment related / 0-1 hours per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-14
S63 Uniform Securities Agent State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2014-10-14
  • S63 Uniform Securities Agent State Law Examination
    2012-12-21

View on SEC IAPD

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